Rights and Responsibilities

As our client you should understand the risks, rewards and implications of our many services. As your advisors, we pledge the following:

  • Courteous Service
  • A trustworthy and competent advisor
  • Suitable recommendations
  • Timely transactions at the best available prices
  • Full disclosure of costs and risks
  • Clear communications
  • Comprehensive statements and trade confirmations
  • Strict confidentiality

Our Mission

We, the Raymond James associates of RMG Financial Group, commit our energies, intellect and knowledge to attaining the financial objectives of our clients by providing the highest level of service and delivering quality investment alternatives. In pursuit of our goals we commit to the following precepts:

  • Our clients always come first.
  • We must provide the highest level of service with integrity.
  • We must communicate with our clients clearly and frequently.
  • Our investment products and services must be of high quality.
  • Continuing education is necessary to maintain current investment knowledge, tax laws and financial planning techniques.
  • Innovation is requisite to our survival in a changing world.
  • We must give something back to the communities in which we live and work.

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investment and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.